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SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week

Issuer U.S. Securities and Exchange Commission · Published

This text is not the issuer's. It was produced by a language model from the official document, then checked automatically against DFIN's neutrality rules. The title above is carried verbatim.

On October 5, 2026, the U.S. Securities and Exchange Commission announced it issued a joint investor bulletin with other U.S. and global financial regulators as part of World Investor Week, coordinating with the Commodity Futures Trading Commission, Financial Industry Regulatory Authority, Securities Investor Protection Corporation, National Futures Association, and North American Securities Administrators Association. The document states the bulletin encourages investors to be resilient amid changing economic conditions and vigilant against rising relationship investment and impersonation scams, and notes that World Investor Week, organized globally by the International Organization of Securities Commissions, is marking its tenth anniversary this year. SEC Chairman Paul S. Atkins and John Moses, Director of the SEC's Office of Investor Education and Assistance, are quoted emphasizing investor protection and directing investors to resources on the SEC's Investor.gov website. The release also notes that the SEC's WIW page highlights resources on investor education and protection, and references a linked resource titled "World Investor Week 2026: Investor Bulletin."

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