SEC Publishes Draft Strategic Plan for Public Comment

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On June 2, 2026, the U.S. Securities and Exchange Commission published a Draft Strategic Plan for public comment, stating it focuses on returning the agency to its core mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation. The SEC states the plan sets forth three goals: renewing regulatory policy focus to support innovation, capital formation, market efficiency, and investor protection; shifting regulatory practices to increase stakeholder engagement and return enforcement to Congress' original intent; and optimizing operational efficiency through organizational, technology, and performance management changes. The SEC states comments on the Draft Strategic Plan, referencing File Number DSP-3, may be submitted electronically or by paper mail no later than July 2, 2026. The SEC states the plan was developed taking into account information from meetings with members of Congress and congressional committees, investors, businesses, financial market participants, academics, and other experts and stakeholders.

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